Iraqi Securities Commission
Customer due diligence regulations for securities
The Board of Commissioners of the Commission issued its decision no. (1/4/2017) to approve the due diligence regulations towards the customers of the securities, these regulations will be discussed in detail with brokerage firms and interested investors.
Based on the Securities Commission Instructions No. 8 Disclosure of Listed Companies Article (6-b) and in view of the failure of the companies mentioned in the annex to meet the requirements of financial disclosure and to provide the Commission with the financial data for the secon...